Beta9, LLC
Beta9, LLC is a private investment fund based in Salt Lake City. According to its most recent Form D, filed Jul 19, 2018, it has sold $1,747,000 of interests to 23 investors since its first sale in Jun 2018. The minimum investment it accepts from an outside investor is $50,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include LLC Assure Fund Management II; Richard Thoms; Jeremy Neilson.
- Total raised
- $1,747,000Cumulative sales reported on Form D
- Investors
- 23
- First sale
- Jun 15, 2018
- Minimum investment
- $50,000
- Who can invest
- Accredited investorsSection 3(c)(1): up to 100 beneficial owners
- Offering exemption
- Rule 506(b)No general advertising
- Key people and entities
- LLC Assure Fund Management II; Richard Thoms; Jeremy Neilson
- Latest Form D
- Jul 19, 2018
From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction
Questions about Beta9, LLC
What is the minimum investment for Beta9, LLC?
According to its latest Form D, filed Jul 19, 2018, the minimum investment Beta9, LLC accepts from an outside investor is $50,000.
Who can invest in Beta9, LLC?
Beta9, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.
How much has Beta9, LLC raised?
Beta9, LLC reports $1,747,000 sold from 23 investors on its Form D filed Jul 19, 2018. This is cumulative sales since the offering began, not current assets or performance.
Where is Beta9, LLC based?
Beta9, LLC is based in Salt Lake City.
When did Beta9, LLC launch?
Beta9, LLC reports its first sale in Jun 2018.