AltMountain

Day 3, LLC

Fort Lauderdale, FL · CIK 1635260
Status: no Form D since Mar 2015. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Day 3, LLC is a private investment fund based in Fort Lauderdale, Florida. According to its most recent Form D, filed Mar 12, 2015, it has sold $5,677,083 of interests to 69 investors since its first sale in Mar 2015. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Peter Lore.

Total raised
$5,677,083Cumulative sales reported on Form D
Investors
69
First sale
Mar 6, 2015
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Peter Lore
Latest Form D
Mar 12, 2015

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Day 3, LLC

What is the minimum investment for Day 3, LLC?

Day 3, LLC's latest Form D, filed Mar 12, 2015, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Day 3, LLC?

Day 3, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Day 3, LLC raised?

Day 3, LLC reports $5,677,083 sold from 69 investors on its Form D filed Mar 12, 2015. This is cumulative sales since the offering began, not current assets or performance.

Where is Day 3, LLC based?

Day 3, LLC is based in Fort Lauderdale, Florida.

When did Day 3, LLC launch?

Day 3, LLC reports its first sale in Mar 2015.

Size compared with every private investment fund

Raised more than 61% of the 854 private investment funds based in Florida, and more than 33% of all 10,212 that report sales.

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