AltMountain

Rs-U13, LLC

Norwalk, CT · CIK 1763818
Status: no Form D since Jan 2019. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Rs-U13, LLC is a venture capital fund based in Norwalk, Connecticut. According to its most recent Form D, filed Jan 11, 2019, it has sold $440,000 of interests to 4 investors since its first sale in Dec 2018. The filing does not set a minimum investment. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include R. Kevin Connors; Rocket Strategies, LLC.

Total raised
$440,000Cumulative sales reported on Form D
Investors
4
First sale
Dec 31, 2018
Minimum investment
None set
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
R. Kevin Connors; Rocket Strategies, LLC
Latest Form D
Jan 11, 2019

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Rs-U13, LLC

What is the minimum investment for Rs-U13, LLC?

Rs-U13, LLC's latest Form D, filed Jan 11, 2019, does not set a minimum investment. Managers can still require one in the offering documents.

Who can invest in Rs-U13, LLC?

Rs-U13, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Rs-U13, LLC raised?

Rs-U13, LLC reports $440,000 sold from 4 investors on its Form D filed Jan 11, 2019. This is cumulative sales since the offering began, not current assets or performance.

Where is Rs-U13, LLC based?

Rs-U13, LLC is based in Norwalk, Connecticut.

When did Rs-U13, LLC launch?

Rs-U13, LLC reports its first sale in Dec 2018.

Size compared with every venture capital fund

Raised more than 50% of the 133 venture capital funds based in Connecticut, and more than 46% of all 14,732 that report sales.

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