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USB Focus Fund SciAps 4, LLC

Lincoln, MA · CIK 1970378 · Sponsor: USB Focus Sciaps
Status: no Form D since Mar 2023. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

USB Focus Fund SciAps 4, LLC is a private investment fund based in Lincoln, Massachusetts. Its most recent Form D, filed Mar 28, 2023, reports no sales yet. The minimum investment it accepts from an outside investor is $100,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Willard Umphrey; Caleb Powers; Leon Okurowski.

Total raised
$0Cumulative sales reported on Form D
Investors
0
First sale
—
Minimum investment
$100,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Willard Umphrey; Caleb Powers; Leon Okurowski
Latest Form D
Mar 28, 2023

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Returns are not part of SEC filings. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about USB Focus Fund SciAps 4, LLC

What is the minimum investment for USB Focus Fund SciAps 4, LLC?

According to its latest Form D, filed Mar 28, 2023, the minimum investment USB Focus Fund SciAps 4, LLC accepts from an outside investor is $100,000.

Who can invest in USB Focus Fund SciAps 4, LLC?

USB Focus Fund SciAps 4, LLC is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has USB Focus Fund SciAps 4, LLC raised?

USB Focus Fund SciAps 4, LLC's latest Form D, filed Mar 28, 2023, reports no sales yet.

Where is USB Focus Fund SciAps 4, LLC based?

USB Focus Fund SciAps 4, LLC is based in Lincoln, Massachusetts.

Size compared with every private investment fund

This fund hasn't reported any sales yet.

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