AltMountain

Warberg Arbitrage LP

Winnetka, IL · CIK 1633597
Status: no Form D since Feb 2016. Funds file a Form D when they begin selling and amend it each year while the offering continues, so this fund has most likely stopped raising money. It may still be investing, or it may have closed or been dissolved. The details below are from its latest filing, kept here as a record.

Warberg Arbitrage LP is a hedge fund based in Winnetka, Illinois. According to its most recent Form D, filed Feb 19, 2016, the fund has sold $8,501,470 of interests to 34 investors since its first sale in Feb 2015. The minimum investment it accepts from an outside investor is $500,000. It relies on the Section 3(c)(1) exclusion, which limits it to 100 beneficial owners, typically accredited investors. The offering uses Rule 506(b), which does not permit general solicitation. Related persons named in the filing include Daniel Warsh; Warberg Asset Management LLC; Jonathan Blumberg.

Performance

No returns have been reported for this fund. Hedge fund returns are not part of SEC filings; managers report them to AltMountain directly.

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Total raised
$8,501,470Cumulative sales reported on Form D
Investors
34
First sale
Feb 1, 2015
Minimum investment
$500,000
Who can invest
Accredited investorsSection 3(c)(1): up to 100 beneficial owners
Offering exemption
Rule 506(b)No general advertising
Key people and entities
Daniel Warsh; Warberg Asset Management LLC; Jonathan Blumberg
Latest Form D
Feb 19, 2016

From SEC filings, not verified. This page republishes the fund's Form D as filed. It is not an offer, solicitation or recommendation, and AltMountain has not reviewed the fund. “Raised” is cumulative sales, not current assets or performance. Private funds are speculative, illiquid and generally limited to accredited investors or qualified purchasers. Full disclosures · Request a correction

Questions about Warberg Arbitrage LP

What is the minimum investment for Warberg Arbitrage LP?

According to its latest Form D, filed Feb 19, 2016, the minimum investment Warberg Arbitrage LP accepts from an outside investor is $500,000.

Who can invest in Warberg Arbitrage LP?

Warberg Arbitrage LP is generally open only to accredited investors, and it may have no more than 100 beneficial owners because it relies on Section 3(c)(1). It uses Rule 506(b), which does not allow general advertising.

How much has Warberg Arbitrage LP raised?

Warberg Arbitrage LP reports $8,501,470 sold from 34 investors on its Form D filed Feb 19, 2016. This is cumulative sales since the offering began, not current assets or performance.

Where is Warberg Arbitrage LP based?

Warberg Arbitrage LP is based in Winnetka, Illinois.

When did Warberg Arbitrage LP launch?

Warberg Arbitrage LP reports its first sale in Feb 2015.

Size compared with every hedge fund

Raised more than 33% of the 318 hedge funds based in Illinois, and more than 19% of all 10,128 that report sales.

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