Maxim Group LLC
Private fund prime broker · 18 private funds on SEC Form ADV
Advisers' Form ADV filings name Maxim Group LLC as prime broker to 14 and custodian to 4 private funds, 18 funds in all. It ranks No. 51 of 173 prime brokers by number of private funds served.
Rankings
Funds served, by type
- Hedge funds13
- Venture capital funds3
- Private equity funds1
- Other private funds1
Where its clients are
State of the funds' U.S. advisers.
- New York7
- Massachusetts3
- Puerto Rico2
- Colorado2
- Florida1
- Texas1
- Tennessee1
Where the funds are organized
- United States13
- Cayman Islands4
- Bahamas, The1
Private funds that name Maxim Group LLC (4 listed here)
14 more funds name Maxim Group LLC: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.
Names as filed
Maxim Group LLC
From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.