Principal Financial Group
Private fund custodian · 3 offices named in filings · 50 private funds on SEC Form ADV
Advisers' Form ADV filings name Principal Financial Group as custodian to 50 private funds. It ranks No. 138 of 665 custodians by number of private funds served.
Rankings
Funds served, by type
- Hedge funds27
- Other private funds11
- Private equity funds11
- Securitized asset funds1
Offices named in SEC filings
The office each fund's adviser names for Principal Financial Group on Form ADV, with the number of funds naming it. A fund can name more than one office. Place names are as filed and can contain errors.
- Denver, Colorado4 funds
- Des Moines, Iowa26 funds
- Minneapolis, Minnesota20 funds
Where its clients are
State of the funds' U.S. advisers.
- Minnesota31
- New York7
- New Jersey5
- Colorado4
- Texas2
- Florida1
Where the funds are organized
- United States36
- Cayman Islands14
Private funds that name Principal Financial Group (29 listed here)
21 more funds name Principal Financial Group: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.
Names as filed
Principal Financial Group; Principal Financial Group, Inc.; Prinicipal Financial Group
From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.