Regiment Securities, Llc.
Private fund marketer or placement agent · 31 private funds on SEC Form ADV
Advisers' Form ADV filings name Regiment Securities, Llc. as marketer or placement agent to 27 and prime broker to 4 private funds, 31 funds in all. It ranks No. 142 of 775 marketers and placement agents by number of private funds served.
Rankings
Funds served, by type
- Hedge funds22
- Venture capital funds4
- Other private funds3
- Private equity funds2
Where its clients are
State of the funds' U.S. advisers.
- New York18
- Colorado3
- Massachusetts2
- Florida1
Where the funds are organized
- United States20
- Bermuda10
- Cayman Islands1
Private funds that name Regiment Securities, Llc. (18 listed here)
13 more funds name Regiment Securities, Llc.: feeder funds, single-deal vehicles and funds listed from Form D, shown on their own or their adviser's pages.
Names as filed
Regiment Securities, Llc.; Regiment Securities
From SEC filings, not verified. Counts are the number of private funds whose adviser names the firm in that role on Form ADV (Schedule D, Section 7.B.(1)), in the SEC's public Form ADV data through filings made by Dec 26, 2024. A fund can name several firms in the same role. Names are grouped automatically (spelling variants and, for the largest firms, their affiliated entities), which can be incomplete. Rankings count funds only; they do not reflect quality, assets served or fees, and are not a recommendation. Corrections: hello@altmountain.com.